Successful Defined Contribution Investment Design: How to Align Target-Date,...
Successful Defined Contribution Investment Design offers a comprehensive guidebook for fiduciaries tasked with structuring and implementing a 401(k) or other defined contribution (DC) pension plan....
View ArticleChinese Academy Of Sciences , Shanghai Stock Exchange Ink Strategic...
Recently, the Chinese Academy of Sciences (CAS) and the Shanghai Stock Exchange (SSE) signed the Strategic Cooperation Agreement between CAS and SSE at Chinese Academy of Sciences Holdings Co., Ltd....
View ArticleASIC: Credit Suisse Pays $170,000 In Infringement Notice Penalty
Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $170,000 to comply with an infringement notice from the Markets Disciplinary Panel (MDP).read more...
View ArticleHong Kong's Securities And Futures Commission New Synopsis: Presentation At...
A synopsis of a presentation entitled "Recent Trends in Corporate Conduct – An SFC Angle" delivered by Mr Brian Ho on 13 March 2017 was posted on the SFC website today.read more...
View ArticleASIC Accepts Enforceable Undertakings From Westpac And ANZ To Address...
ASIC has today accepted enforceable undertakings (EUs) from Westpac Banking Corporation (Westpac) and Australia and New Zealand Banking Group Limited (ANZ) in relation to the banks' wholesale foreign...
View ArticleHKEX Advances The Preparatory Work For Bond Connect
Hong Kong Exchanges and Clearing Limited (HKEX) welcomes the announcement by Li Keqiang, the Premier of the State Council of the People's Republic of China, today about setting up bond market links...
View ArticleBlockchain Collaborative Consortium Membership Reaches 109 Companies And...
The Blockchain Collaborative Consortium (BCCC) was inaugurated on April 25, 2016, with 34 founding member companies. The consortium's Chairman is Yoichiro Hirano, CEO, Infoteria Corporation. Leading...
View ArticleSET Kicks Off 2017 Roadshow In Hong Kong And Korea This Month
The Stock Exchange of Thailand (SET), Thanachart Securities pcl and Daiwa Securities Co., Ltd. has recently hosted “SET Roadshow 2017: Sustainable Thailand” the first outbound roadshow of 2017 in Hong...
View ArticleADX Receives Student Delegation From Canadian University Of Dubai
Abu Dhabi Securities Exchange (ADX) hosted a student delegation from the Canadian University of Dubai as part of its continuous efforts at enhancing investment awareness to students. read more...
View ArticleVolante Technologies Enables Accelerated Implementations Of Global Real-Time...
Volante Technologies, a global leader in the provision of payments and financial message integration, processing and orchestration software, today announces its ability to help banks embrace real-time...
View ArticleAvantium Celebrates Its Listing On Euronext Amsterdam And Brussels - Avantium...
Euronext Amsterdam and Euronext Brussel today welcomed Avantium (ticker code: AVTX), a leading chemical technology company and forerunner in renewable chemistry. The listing follows the company’s...
View ArticleEris Swap Futures Now Supported On Bloomberg TOMS - Sell-Side Clients...
Eris Exchange (Eris), the U.S.-based futures exchange offering cash-settled swap futures as the leading alternative to traditional OTC swaps, announced that Bloomberg Trade Order Management Solutions...
View ArticleCommcise And Convergexâs Westminster Research Associates Announce...
Commcise, the award-winning provider of integrated commission management solutions for investment management firms, and Convergex’s Westminster Research Associates, are pleased to announce that the two...
View ArticleJulio Faura Joins Wall Street Blockchain Alliance - Head Of R&D For...
The Wall Street Blockchain Alliance (WSBA), a non-profit trade association at the forefront of blockchain adoption in financial markets, today announced that Dr. Julio Faura has joined the WSBA Board...
View ArticleRemarks of Acting Chairman J. Christopher Giancarlo before the 42nd Annual...
Remarks of Acting Chairman J. Christopher Giancarlo before the 42nd Annual International Futures Industry Conference
View ArticleSecurities Commission Malaysia: Federal Court Upholds SC Law Valid And...
The Federal Court today upheld the validity of section 122(1) of the Securities Industry Act 1983 (SIA). Justice Tan Sri Jeffrey Tan Kok Wha, in delivering the apex court’s landmark decision, held that...
View ArticleDuco Continues Global Expansion With Societe Generale Bank & Trust
Duco, the global fintech provider of data control services, has announced a commercial agreement with Societe Generale Bank & Trust (SGBT), a wholly-owned subsidiary of Societe Generale based in...
View ArticleProposed guidelines for the identification and management of step-in risk
Press release about the Basel Committee publishing proposed guidelines for the identification and management of step-in risk, 15 March 2017.
View ArticleHootsuite's Czar of Bad Systems
Source: WikipediaRyan Holmes, CEO of social media platform Hootsuite, has written a terrific article for Fast Company about the latest management initiative at his firm. Holmes begins by recounting...
View ArticleIdentification and management of step-in risk - second consultative document
The aim of the proposed framework included in the second consultative document Identification and management of step-in risk is to mitigate potential spillover effects from the shadow banking system to...
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