The UK Financial Conduct Authority Publishes Decision Notice For Andrew...
The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). This...
View ArticleUKâs Financial Conduct Authority Publishes Decision Notice For Andrew...
The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). This...
View ArticleSolactive Launches European Quality Market Neutral Index â Licensed To...
Solactive is announcing the launch of the Solactive European Quality Market Neutral Index licensed to Natixis. The index is to be used as an underlying for structured products issued by Natixis. The...
View ArticleADGM FSRA Issues Scam Alert About Rothschild Gulf Investment Bank
The Financial Services Regulatory Authority (FSRA) of ADGM wishes to alert the financial services community and members of the public on certain claims made by a Rothschild Gulf Investment Bank (RGIB)....
View ArticleCFTC Wins Jury Verdict In Commodity Pool Fraud Case - Defendant Grace...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that a jury in the U.S. District Court for the Northern District of Illinois foundGrace Elizabeth Reisinger of Grand Island,...
View ArticleNasdaq Included In Dow Jones Sustainability Index - Joins Nasdaq-Listed...
Nasdaq (Nasdaq:NDAQ) today announced it has been selected to join the Dow Jones Sustainability Indices (DJSI). Nasdaq is one of 16 companies added to the Dow Jones Sustainability North America Index in...
View ArticleEquity Market Structure In 2016 And For The Future, SEC Chair Mary Jo White,...
Thank you, Jim [Toes], for that kind introduction. I am honored to join you again for your annual market structure conference.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleAlberta Securities Commission Seeks Comment On Proposed Changes To Disclosure...
The Alberta Securities Commission (ASC) today published for comment proposed amendments to National Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101) and Form 58-101F1...
View ArticleCall For Candidates - Autorité Des Marchés...
The Autorité des marchés financiers (the “AMF”) is calling for candidates to serve on a Technological Innovation Advisory Committee (TIAC).read more...
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The Index Revolution: Why Investors Should Join It Now
In his new book, The Index Revolution: Why Investors Should Join It Now, Ellis explains why that active investing is a loser's game, and why low cost indexing is more profitable in today's market....
View ArticleSEC: Statement On Juryâs Verdict In Trial Of The City Of Miami And...
"We are very pleased by today’s jury verdict holding the City of Miami, a recidivist violator of the federal securities laws, and its former Budget Director (Michael Boudreaux) liable for multiple...
View ArticleCFTC Staff Announces that Yieldbroker Pty Limited Qualifies for No-Action...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Divisions of Market Oversight (DMO) and Swap and Intermediary Oversight (DSIO) today announced that Yieldbroker, a multilateral swaps trading...
View ArticleThomson Reuters Appoints Kristin Peck To The Board Of Directors
Thomson Reuters (TSX/NYSE: TRI) today announced the appointment of Kristin Peck to the company’s Board of Directors effective immediately.read more...
View ArticleCFTC Staff Announces That Yieldbroker Pty Limited Qualifies For No-Action...
The U.S. Commodity Futures Trading Commission’s (CFTC) Divisions of Market Oversight (DMO) and Swap and Intermediary Oversight (DSIO) today announced that Yieldbroker, a multilateral swaps trading...
View ArticleEntropy and efficiency of the ETF market. (arXiv:1609.04199v1 [q-fin.ST])
We investigate the relative information efficiency of financial markets by measuring the entropy of the time series of high frequency data. Our tool to measure efficiency is the Shannon entropy,...
View ArticleClosed-form solutions for worst-case law invariant risk measures with...
Worst-case risk measures refer to the calculation of the largest value for risk measures when only partial information of the underlying distribution is available. For the popular risk measures such as...
View ArticleThe ETF Handbook: How to Value and Trade Exchange Traded Funds, 2nd Edition
The ETF Handbook is a comprehensive handbook for using Exchange Traded Funds, designed specifically for institutional investors and professional advisors seeking to improve ETF profitability. While...
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Valuation Handbook: Industry Cost of Capital 2015 Quarterly Updates (Set)
NOTE: You must purchase the 2015 Valuation Handbook - Industry Cost of Capitalbefore purchasing the accompanying updates.Quarterly Updates to the 2015 Valuation Handbook - Industry Cost of...
View ArticleBuying, Selling, and Valuing Financial Practices: The FP Transitions M&A...
The Authoritative M&A Guide for Financial Advisorsread more...
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