GPW Extends The Transaction Fee Reduction For Market Makers Of Shares
The Warsaw Stock Exchange has extended its reduction of fees for Market Makers, i.e., a temporary waiver of fees for transactions on the regulated market charged to Market Makers of shares of companies...
View ArticleCFTC Orders Raja Michael Mawad and His Texas-Based Company, RNS Holdings LP,...
The U.S. Commodity Futures Trading Commission (CFTC) filed and simultaneously settled charges against Respondents Raja Michael Mawad, who resided in Houston, Texas, and the company he founded, owned,...
View ArticleComptroller Of The Currency Discusses OCC Supervision Of Wells Fargo
Comptroller of the Currency Thomas J. Curry today discussed supervision leading up to the recent enforcement actions against Wells Fargo Bank, N.A., for unsafe and unsound sales practices. His remarks...
View ArticleCFTC Orders Raja Michael Mawad And His Texas-Based Company, RNS Holdings LP,...
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Respondents Raja Michael Mawad, who resided in Houston, Texas during the relevant period...
View ArticleTwo MAB Companies Shortlisted As Candidates For the 4th. "European Small...
Grenergy and Inclam, two companies listed on the Mercado Alternativo Bursátil (MAB) have been shortlisted as candidates for the fourth edition of the "European Small and Mid-Cap Awards" among a large...
View ArticleBats Welcomes VanEck As A New U.S. Issuer, Building Upon European...
Bats Global Markets, Inc. (Bats: BATS), the #1 market globally for exchange-traded fund (ETF) trading, today welcomed VanEck as a U.S. issuer on The Bats ETF Marketplace, building upon the European...
View ArticleTMB Asset Management Selects FTSE Thailand Mid/Small Cap Minimum Variance Index
FTSE Russell, the global index and data provider, today announces that TMB Asset Management, one of Thailand’s largest fund houses, has chosen the FTSE Thailand Mid/Small Cap Minimum Variance Index for...
View ArticleESMA Consults On Trading Obligation For Derivatives
The European Securities and Markets Authority (ESMA) has published today a discussion paper regarding the trading obligation under the Markets in Financial Instruments Regulation (MiFIR).read more...
View ArticleCFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos with...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Florida-based Defendants KB...
View ArticleFINRA Hearing Panel Sanctions Avenir Financial Group And Bars Former CEO...
The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA hearing panel has sanctioned Avenir Financial Group, fining the NY-based firm $229,000 and suspending it for two years...
View ArticleCFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos With...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Florida-based Defendants KB...
View ArticleTMX Group Updates Organizational Transformation
TMX Group Limited today provided a detailed update on the progress made thus far in its efforts to streamline the organization and accelerate TMX's evolution as a client-driven solutions provider to...
View ArticleCrises and Physical Phases of a Bipartite Market Model. (arXiv:1609.05939v1...
We analyze the linear response of a market network to shocks based on the bipartite market model we introduced in an earlier paper, which we claimed to be able to identify the time-line of the...
View ArticleDTCC to Reduce Trade Repository User Fees For MAS & ASIC Transactions By...
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that it will be reducing fees for its...
View ArticleContineo Wins Best Dealer Platform Asia Pacific
Contineo, the industry-backed messaging network for structured products, last night won Best Dealer Platform Asia Pacific for the second year running at the annual Structured Retail Products Awards in...
View ArticleLATTICE80, The World's Largest Fintech Hub To Be Launched In Singapore - A...
Marvelstone Group is set to launch the world's largest Fintech Hub (over 30,000 sq ft) in early November.read more...
View ArticleMoscow Exchange: Risk Parameters For New Bonds
New bonds will be accepted to margin trading starting from September 22, 2016. From this date on, the following risk parameters will be applied:read more...
View ArticleSEC Charges Hedge Fund Manager Leon Cooperman With Insider Trading
The Securities and Exchange Commission today charged hedge fund manager Leon G. Cooperman and his firm Omega Advisors with insider trading based on material nonpublic information he learned in...
View ArticleEU Savers Step Up Their Influence In European Financial Services Policy Making
Christiane Hölz, a senior executive at Better Finance’s German member organisation DSW, was elected Vice-Chair of the "Securities and Markets Stakeholder Group" of the European Securities and Markets...
View ArticleCFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan &...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Advantage Futures LLC, a Chicago-based Futures Commission Merchant, for failing...
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