Federal Reserve Board To Broaden Scope Of Post-Employment Restrictions For...
The Federal Reserve Board on Friday announced it is broadening the scope of post-employment restrictions applicable to Federal Reserve Bank senior examiners and officers. read more...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of November 15, 2016 are now available.read more...
View ArticleOpening Statement At 35th Annual Small Business Forum, SEC Commissioner...
Thank you, Keith [Higgins] for the introduction. Thank you, Sebastian [Gomez Abero] and the rest of the Office of Small Business Policy for organizing this annual gathering of the Commission, its...
View ArticleIrish Stock Exchange: Applegreen Wins Prestigious European SME Award
Applegreen, the #1 motorway service area operator in the Republic of Ireland, has won the prestigious “Star of 2016” at the European Small and Mid-Cap Awards. Applegreen beat off stiff competition from...
View ArticleNasdaq Files Form 8-K Reporting Management And Board Changes
On November 18, 2016, Nasdaq filed a Form 8-K with the U.S. Securities and Exchange Commission disclosing the appointment of Adena T. Friedman as the company's Chief Executive Officer and a member of...
View ArticleStatement Of CFTC Chairman Timothy Massad On The Announcement Of Thomas...
“I congratulate Tom Sexton on being named president and CEO of the National Futures Association (NFA). Tom brings a wealth of experience and a deep commitment to this role. We at the CFTC have a strong...
View ArticleFINRA Receives SEC Approval For Enhanced Price Disclosure To Retail Investors...
The Securities and Exchange Commission has approved FINRA’s proposal requiring its member firms to disclose on retail customer confirmations the “mark-up” or “mark-down” for most transactions in...
View ArticleCanadian Securities Regulators Release MFDA Oversight Review Report
The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA).read more...
View ArticleCBOE Holdings Announces Early Termination Of Hart-Scott-Rodino Waiting Period...
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced that the U.S. Federal Trade Commission has granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of...
View ArticleStatement By New York Attorney General Eric T. Schneiderman On $25 Million...
Attorney General Eric T. Schneiderman issued the following statement on the $25 million settlement agreement reached in Trump University case:read more...
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Wiley Study Guide for 2017 Level II CFA Exam: Complete Set
The Wiley Study Guides for the Level II CFA exam are proven to help candidates understand, retain, and master the CFA Program Curriculum, complete with color-coded Study Guides and coverage of every...
View ArticleHedge Fund Modelling and Analysis: An Object Oriented Approach Using C++
Hedge fund managers cannot afford to ignore their risk/return profiles, and taking advantage of new technologies is an excellent way to minimize risk and capitalize on various investment styles. As...
View ArticleSpeech By Federal Reserve Governor Jerome H. Powell At "CPBS 2016...
It is a pleasure for me to return to the Center for Pacific Basin Studies here at the San Francisco Fed. The global economy is at a critical juncture today. According to the International Monetary...
View ArticleTehran Stock Exchange: IFRS For Iranian Listed Companies
Based on the Securities and Exchange Organization’s recent announcement, all listed banks, credit institutes and insurance companies are required to provide their audited annual financial statements...
View ArticleESMA Publishes Updated UCITS Q&A
The European Securities and Markets Authority (ESMA) has published an updated questions and answers document on the application of the Undertakings for the Collective Investment in Transferable...
View ArticleESMA: Questions And Answers On UCITS Directive
The revised Undertakings for Collective Investment in Transferable Securities (UCITS) Directive puts in place a comprehensive framework for the regulation of harmonised investment funds within Europe....
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Developments In The Green Bond Market - The Joint Seminar Held By ICMA And...
A total of 84 participants from the bond and financial sector took part in the Joint Seminar held by the International Capital Market Association (ICMA) and SIX Swiss Exchange last week. The focus was...
View ArticleThe 7th Annual Qatar Investor Relations Conference Held In Association With...
The Qatar Stock Exchange(QSE) and the Middle East Investor Relations Association (MEIRA) held their 7th Annual Investor Relations conference in Doha, Qatar with participation from the forty four...
View ArticleSaudi Arabia's Capital Market Authority: An Announcement Regarding The...
In pursuit of the Capital Market Authority to develop the capital market in Saudi Arabia, and to enhance the protection of investors, as well as to advance the procedures required to reduce risks...
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Next New Trading Participant At SIX Swiss Exchange - Credit Suisse...
Following the legal restructuring at Credit Suisse, today SIX Swiss Exchange welcomes Credit Suisse (Switzerland) Ltd. as a new participant. The new Swiss legal entity is a wholly owned subsidiary of...
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