UK's Financial Conduct Authority Proposes Reforms To The Availability Of...
The Financial Conduct Authority (FCA) has today launched a Consultation Paper (CP) proposing a package of measures to reform the availability of information during the UK equity initial public offering...
View ArticleDeutsche Börse Launches New SME Segment âScaleâ
Today saw the successful launch of Scale, Deutsche Börse's new segment for small and medium-sized enterprises (SMEs). As of the start of trading 46 equities and corporate bonds had listed on Scale and...
View ArticleESM Appoints David Eatough As General Counsel
The European Stability Mechanism has appointed David Eatough to its Management Board, where he will take on the role of General Counsel. Mr Eatough, formerly Deputy General Counsel, starts working in...
View ArticleRSRCHXchange Appoints New Board Members Including Former Instinet Europe CEO...
RSRCHXchange, the MiFID II compliant marketplace for institutional research, today announced that industry veterans Adam Toms, former CEO of agency broker Instinet Europe, Don Guiney, senior capital...
View ArticleVolante Technologies Releases A New Version Of Designer With Support For...
Volante Technologies Inc., a global leader in the provision of software for the integration, processing and orchestration of financial messages and payments, today announced support for the technology...
View ArticleEBA Sees Good Range Of Options In Recovery Plans But Areas For Improvement...
Related documents:read more...
View ArticleStatement On The Commissionâs Proposal For Inline XBRL Filing Of Tagged...
One of the most exciting aspects of serving as a Commissioner of the Securities and Exchange Commission is the view that I get as I watch investors, public companies, and even regulators help to build...
View ArticleEBA: Consultation On RTS On The Specification Of The Nature, Severity And...
The European Banking Authority (EBA) launched today a public consultation on its draft Regulatory Technical Standards (RTS) specifying the nature, severity and duration of an economic downturn...
View ArticleStatement On Proposal Of Amendments To Municipal Securities Disclosure Rule...
I want to thank the staff for their hard work on this proposal and, in particular, Ed Fierro, Rebecca Olsen, and Jessica Kane.read more...
View ArticleStatement On The Final Rule On Exhibit Hyperlinks And HTML Format,...
Good morning. I would like to thank staff in the Division of Corporation Finance for their work on this final rule on exhibit hyperlinks and HyperText Markup Language or HTML formatting. In...
View ArticleInside The Mind Of A Scammer: FCA Reveals The Tactics Investment Fraudsters...
The Financial Conduct Authority (FCA) is urging over 55s to check investment opportunities are genuine before they part with their money. This comes as new research*, commissioned as part of the FCA’s...
View ArticleSEC Proposes Inline XBRL Filing Of Tagged Data
The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted by public companies and mutual funds using eXtensible...
View ArticleOffice Of Financial Research Update: New Public Disclosures Shed Light On...
The U.S. Office of Financial Research today posted a Viewpoint paper, entitled, “New Public Disclosures Shed Light on Central Counterparties.” The Viewpoint says reforms after the financial crisis...
View ArticleSEC Proposes Rule Amendments To Improve Municipal Securities Disclosures
The Securities and Exchange Commission (SEC) today voted to propose rule amendments to improve investor protection and enhance transparency in the municipal securities market. read more...
View ArticleOneChicago Announces Trading Volume For February 2017
OneChicago, LLC (OCX), a securities finance exchange, today announced its February 2017 volume of 853,126, an increase of 8% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering...
View ArticleSEC Approves Rules To Ease Investor Access To Exhibits In Company Filings
The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market participants to find and access exhibits in registration statements...
View ArticleSIFMA Statement On DOL's Proposed 60-Day Delay And Review Of The Fiduciary Rule
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the Department of Labor's proposal to delay the fiduciary rule for 60 days and open a 45-day comment...
View ArticleOpening Statement On Inline XBRL Filing Of Tagged Data, SEC Acting Chairman...
Next on the agenda is a recommendation that the Commission propose to require the use of Inline XBRL for the financial statement information and mutual fund risk/return summary information that is...
View ArticleNew York Attorney General Eric T. Schneiderman Responds To Lamar Smith: We...
Today, New York Attorney General Eric T. Schneiderman responded to a subpoena issued by the Chair of the House Committee on Science, Space, and Technology, Republican Texas Congressman Lamar Smith. In...
View ArticleOpening Statement On Hyperlinks And HTML Adopting Release - SEC Acting...
Next, we will consider and vote on a recommendation from the Division of Corporation Finance to issue an adopting release that will modernize and update our disclosure rules. Today’s action will bring...
View Article